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SEC Filings- Overview

Anand Kumar Sengottaiyan avatar
Written by Anand Kumar Sengottaiyan
Updated over a year ago

The SEC Filings section is a repository of public documents submitted by companies to the U.S. Securities and Exchange Commission (SEC). These filings provide critical insights into a company's financial health, operational performance, and compliance with regulatory requirements. Analysts, investors, and other stakeholders use these filings to make informed decisions.


Types of SEC Filings

  1. 10-K (Annual Reports)

    • Comprehensive reports summarizing the company's financial performance, risk factors, and operations for the fiscal year.

    • Ideal for deep dives into company performance.
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  2. 10-Q (Quarterly Reports)

    • Shorter reports that provide updates on financial performance and operational progress each quarter.

    • Useful for tracking interim progress.
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  3. 8-K (Event-Driven Reports)

    • Reports triggered by significant events like mergers, acquisitions, or changes in leadership.

    • Helps users stay informed of impactful developments.


Key Features of the SEC Filings Module

  • Search and Filter Options: Use the search bar or filters to refine results by filing type, company name, ticker, or date.

  • Document Viewer: Access the full document in a PDF format with options to zoom, scroll, or expand into full-screen mode.

  • AI-Powered Insights:Quickly retrieve specific details like revenue, risks, or other data using AI-powered queries.

  • Table Layout for Easy Navigation: The document list is displayed in a table format, as shown in the image, with columns for:

    • Document Name

    • Document Type

    • Company Name

    • Ticker

    • Filing Year

    • Period Ending/Quarter

This structured format helps users locate and identify documents effortlessly.

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